5 Steps To Meet CFTC Remediation Expectations

By Jonny Frank and Chris Hoyle (November 28, 2023, 3:20 PM EST) -- In recent remarks announcing updates to U.S. Commodity Futures Trading Commission enforcement policies,[1] Enforcement Director Ian McGinley emphasized the importance of remediation in mitigating the consequences of being a recidivist and avoiding the imposition of an independent monitor or consultant....

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